| 06-05218 | 02/25/2009 | Claimant(s): Agisilaos Cofinas, Fernando Canotilho De Sousa, Fordhill Services Ltd., Global Ocean Int'l Investments, Ltd., Athanassia Vlahaki and Nikolaidis Laza, Ioannis and Sofia Allagiannis
Claimant Lawyers(s): David P. Heim
Respondent(s): Sterling Financial Investment Group,In
Respondent Lawyers(s): Joshua Bleil
Arbitrator(s): Brian F. Amery, Anthony J. Hom, Cecilia B. Loving
Hearing Site: New York, NY
|  | $5,232,730 |
| 07-02520 | 01/07/2009 | Claimant(s): T. Bradley Sprague & Jeannette Sprague
Claimant Lawyers(s): Douglass D. Hearne
Respondent(s): Steven Hill, Laidlaw & Company, Ltd.
Respondent Lawyers(s): C. Mark Stratton
Arbitrator(s): Jeff Kilgore, Charles S. Chester, Carol Frances Relihan
Hearing Site: Houston, TX
| | $297,051 |
| 06-04706 | 10/28/2008 | Claimant(s): Lanstone Nominees Pty Ltd, Barry Fry Superannuation Fund Trust
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Alexys McKenzie, Anthony Donaruma, Charles Carrillo, Michael Finnan, Morgan Wilshire Securities., Morgan Wilshire Securities, Pty, Ltd.
Respondent Lawyers(s): Alexys McKenzie, Anthony Donaruma, Charles Carillo
Arbitrator(s): Eva H. Posman, Ellyn S. Roth, David Marcus
Hearing Site: New York, NY
| | $0 |
| 05-06675 | 09/22/2008 | Claimant(s): Don Hutcherson, IRA, Don and Eleanor J. Hutcherson
Claimant Lawyers(s): Hardin R. Ramey
Respondent(s): Craig Bonn, Martin Sands, Steven Sands, Laidlaw & Company (UK)LTD., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Charles T. Dix, Anthony William (Bill) Kashouty
Hearing Site: Dallas, TX
| | $0 |
| 00-02997 | 06/02/2008 | Claimant(s): Ignatius du Plessis
Claimant Lawyers(s): Ignatius du Plessis
Respondent(s): Frank Mandrell, Baxter, Banks & Smith, Ltd.
Respondent Lawyers(s): F. Martin McDermott, Frank E. Mandrell
Arbitrator(s): Royal D. Heisser
Hearing Site: Los Angeles, CA
| | $90,000 |
| 06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01431 | 02/22/2008 | Claimant(s): Jean Locascio and Sandy White
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Raymond Burghard, Trident Partners, Ltd.
Respondent Lawyers(s): John E. Lawlor, Raymond Burghard
Arbitrator(s): Michael J. McAllister, Charles S. Guggenheimer, Howard L. Greenberger
Hearing Site: New York, NY
| | $120,000 |
| 07-01426 | 12/21/2007 | Claimant(s): Kerry Meyer, William Kreyenhagen
Claimant Lawyers(s): Lori A. Ross
Respondent(s): Robert Hogsette, Dawson Corporation, Ltd., Dawson Wealth Management Agency., Multi-Financial Securities.
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Charles D. Underwood
Hearing Site: Cincinnati, OH
| | $37,154 |
| 06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
| 06-00299 | 09/12/2007 | Claimant(s): Tango Fashions Trading, Ltd.
Claimant Lawyers(s): David H. Fromm
Respondent(s): Jon Lee
Respondent Lawyers(s): Jon Lee
Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
