Potomac Analytics' Logo

FINRA Awards for Miles D. Hart

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0240908/30/2016Claimant(s): Victor Piro
Claimant Lawyers(s): Victor C. Piro
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s):
Hearing Site: Baltimore, MD
Checkmark Icon$0
13-0260711/12/2015Claimant(s): Chris Saporito
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Donald Saunders Litman
Hearing Site: Philadelphia, PA
Checkmark Icon$0
14-0353506/04/2015Claimant(s): Harold Boritz, Karen Boritz
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
Checkmark Icon$163
12-0324804/10/2015Claimant(s): Mark Tomas
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Benjamin A. Kerner, Martin I. Reisig, Richard Robert Cech
Hearing Site: Detroit, MI
10-0511409/26/2014Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
13-0181609/19/2014Claimant(s): Douglas Radcliffe
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Joyce Wright
Respondent Lawyers(s): Joyce M. Wright
Arbitrator(s): Jack Chapline Vaughan
Hearing Site: Houston, TX
Expungement
12-0238404/15/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Raymond Kovalski
Respondent Lawyers(s): Timothy R. Obringer
Arbitrator(s): Kathleen P. Helbig-Hannan, I. Bernard Trombetta, Douglas Lucera Alder
Hearing Site: Cleveland, OH
Checkmark IconExpungement
12-0363011/26/2013Claimant(s): The Estate of Irwin Berlin, M.D.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Carole Kitrosser, Next Financial Group.
Respondent Lawyers(s): Michael J. Devereaux, Miles D. Hart
Arbitrator(s): Kip C. Lubcke, Robert S. Getman, Steven Hale Zousmer
Hearing Site: New York, NY
Checkmark IconExpungement
09-0397008/10/2010Claimant(s): Anthony Fortuna, Frances Fortuna
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Wachovia Securities, Craig Herrington
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Kenneth Rochlen, Martin I. Reisig, Linda M. Foster-Wells
Hearing Site: Detroit, MI
Checkmark Icon$0
06-0108610/21/2008Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH

22 Results

Display: