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FINRA Awards for PNC Investments

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Displaying 11-20 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0155302/26/2019Claimant(s): Irvin Rosenzweig
Claimant Lawyers(s): Christopher Coss
Respondent(s): UBS Financial Services Inc., PNC Investments
Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
18-0185001/15/2019Claimant(s): Lawrence Sorace
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
18-0114409/04/2018Claimant(s): Edmund F. Turek IMA
Claimant Lawyers(s): Brian T. Giles
Respondent(s): PNC Investments
Respondent Lawyers(s): Jason E. Hazlewood
Arbitrator(s): Stuart D. Summers, Michael J. Meeusen, Gregory P. Szuter
Hearing Site: Cincinnati, OH
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16-0311401/23/2018Claimant(s): James Defano
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Chicago, IL
16-0224311/28/2017Claimant(s): Nicholas Durso, Samuel Solondz
Claimant Lawyers(s): David F. McComb
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
13-0239108/18/2017Claimant(s): Jeffrey Walter
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): PNC Investments
Respondent Lawyers(s): Raymond M. Ripple
Arbitrator(s): Jeffrey M. Bain, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
15-0327504/18/2017Claimant(s): Adrienne Mennemeyer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Frederick Michael Switzer, Teresa Marie Boyer Allgeyer, Sheldon Weinhaus
Hearing Site: St. Louis, MO
15-0288810/04/2016Claimant(s): Shawn Kost
Claimant Lawyers(s): Michele Henry
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Michael S. Jordan, Julia Church Kozicki, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN
15-0107109/02/2016Claimant(s): John Gross
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Marianne L. Simpson, John C. Aten, Gary Lee Ainley
Hearing Site: Cleveland, OH
15-0044006/21/2016Claimant(s): James McDevitt
Claimant Lawyers(s): James B. McDevitt
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Rochelle K. Kaplan, Timothy Mark Jayne, John B. Taulane
Hearing Site: Philadelphia, PA

46 Results

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