Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02014 | 04/14/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Steve Shepherd Respondent Lawyers(s): Steve K. Shepherd Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 10-00833 | 03/15/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Amelie Escher Respondent Lawyers(s): Amelie S. Escher Arbitrator(s): Eugene M. Kaufman Hearing Site: New York, NY | ||
| 09-02316 | 03/09/2011 | Claimant(s): Jay Wilen, Robert Paff Claimant Lawyers(s): David W. Erb Respondent(s): AXA Advisors, AXA Network Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord Hearing Site: Baltimore, MD | ||
| 10-00597 | 02/22/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Shawn Wooden Respondent Lawyers(s): Shawn Wooden Arbitrator(s): Bruce K. Isenberg, Mark I. Roth, Marcy R. Greer Hearing Site: Ft. Lauderdale, FL | ||
| 10-04611 | 02/17/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Kenneth Lannigan Respondent Lawyers(s): Kenneth Lee Lannigan Arbitrator(s): Robert H. Putnam Hearing Site: Columbia, SC | ||
| 10-01296 | 02/09/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Danny Miller Respondent Lawyers(s): Danny Robert Miller Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL | ||
| 10-01256 | 02/01/2011 | Claimant(s): Morgan Stanley Smith Barney Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Stefan Rosuck Respondent Lawyers(s): Stefan E. Rosuck Arbitrator(s): Peter Ordower Hearing Site: Chicago, IL | ||
| 10-00422 | 12/17/2010 | Claimant(s): Edward Jones Claimant Lawyers(s): Kenneth O'Connor Respondent(s): George Turak Respondent Lawyers(s): Ivan J. Feiner Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA |  | $0 |
| 10-02947 | 11/10/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Mark Hatton Respondent Lawyers(s): Mark Douglas Hatton Arbitrator(s): David I. Goldblatt Hearing Site: Albany, NY | ||
| 08-00043 | 10/13/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Frank Fava Respondent Lawyers(s): Ronald J. Ricci Arbitrator(s): Marvin Schleyer, Gerald Joseph Coughlin, Robert Alan Mayer Hearing Site: Newark, NJ |