| 15-00683 | 08/11/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Kenneth Comstock
Respondent Lawyers(s): Kenneth Alan Comstock
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | |
| 14-02943 | 08/06/2015 | Claimant(s): Mutual Of Omaha Investor Services.
Claimant Lawyers(s): Patrick B. Griffin
Respondent(s): Rodney Cochran
Respondent Lawyers(s): Rodney C. Cochran
Arbitrator(s): Philip I. McConnell, Robert J. Gregory, Beverly Jo McKemie
Hearing Site: Dallas, TX
| | |
| 14-02724 | 07/28/2015 | Claimant(s): Heidi Kurrus
Claimant Lawyers(s): Heidi N. Kurrus
Respondent(s): William Sokol, AXA Advisors
Respondent Lawyers(s): Eileen Stassa, Thomas C. Costello
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
|  | $9,038 |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $60,545 |
| 12-02841 | 07/02/2015 | Claimant(s): John Artmire
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Midwest Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Arthur H. Geffen, Robert L. Yeager, Joseph Anthony Girgenti
Hearing Site: Dallas, TX
| | $818,817 |
| 14-03806 | 06/04/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Penne Stafford
Respondent Lawyers(s): Penne Wilson Stafford
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | |
| 14-03730 | 05/15/2015 | Claimant(s): Stafford Juneau
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Heggar Shea
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | $0 |
| 14-02755 | 05/07/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): David Palmer
Respondent Lawyers(s): David Palmer
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | |
| 13-03412 | 05/07/2015 | Claimant(s): The Lawrence Rosenbloom Charitable
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Phillip Lee Scheldt, Robert Jerry Strader, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | $434,900 |
| 14-02787 | 04/22/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Charles Garner
Respondent Lawyers(s): Charles E. Garner
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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