| 17-03085 | 08/08/2018 | Claimant(s): Larry Milton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | |
| 17-02730 | 08/03/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason Warner
Respondent(s): Ty Coke
Respondent Lawyers(s): Ty Bradley Coke
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 17-02749 | 07/05/2018 | Claimant(s): John Ledford
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | |
| 17-01116 | 06/29/2018 | Claimant(s): Wavecrest Securities LLC
Claimant Lawyers(s): Amy Conners
Respondent(s): Charles Constant
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): William Cavalier, Edward J. Lynch, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 16-02150 | 06/26/2018 | Claimant(s): Lynne Hoseck, Hoseck Investments LLC, The Hoseck Corporation, Estate of Ralph Hoseck, The Hoseck Family Trust No. 1
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Mark Plummer
Arbitrator(s): G. Maynard Green, Edward J. Lynch, John Kenneth Popham
Hearing Site: Dallas, TX
|  | $345,000 |
| 18-00454 | 06/20/2018 | Claimant(s): Ira Kravitz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Lin
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 18-01008 | 05/25/2018 | Claimant(s): Matthew Lasko
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | |
| 17-02401 | 05/24/2018 | Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield
Claimant Lawyers(s): Richard Lewins
Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc.
Respondent Lawyers(s): Todd A. Murray
Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair
Hearing Site: Dallas, TX
| | $76,000 |
| 16-01159 | 05/04/2018 | Claimant(s): Todd Benson, Regency Machine Inc.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Elvis Rodriguez, Joseph Damsker
Respondent Lawyers(s): Elvis Amable Rodriguez, Joseph Damsker
Arbitrator(s): Louis J. Weber, Jeff Abrams, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
| 17-03064 | 04/30/2018 | Claimant(s): Audrey Sreshta
Claimant Lawyers(s): Ronald P. Wright
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
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