| 19-01876 | 03/18/2020 | Claimant(s): Michael Kolacz
Claimant Lawyers(s): Nicholas Dale
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
| 19-01790 | 03/03/2020 | Claimant(s): Careena Patel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BBVA Securities Inc.
Respondent Lawyers(s): M. Lee Johnsey
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 19-03576 | 03/03/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura L. Sammons
Respondent(s): Carrie West
Respondent Lawyers(s): Carrie Sue West
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | |
| 18-04019 | 02/18/2020 | Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter
Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr
Hearing Site: Dallas, TX
|  | $5,645,370 |
| 19-03091 | 02/14/2020 | Claimant(s): Ustocktrade Securities.
Claimant Lawyers(s): Francesco Matteini
Respondent(s): Suman Kandel
Respondent Lawyers(s): Suman Kandel
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $6,575 |
| 17-00757 | 02/06/2020 | Claimant(s): Christopher Bosh, Freida Bosh
Claimant Lawyers(s): Joe B. Abbey, Ryan K. Bakhtiari
Respondent(s): Bradley Dykes, Morgan Stanley, Jeffrey Wiseman
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Robert R. Nursey, G. Maynard Green, C. Sumpter Logan
Hearing Site: Dallas, TX
| | $0 |
| 18-03741 | 01/24/2020 | Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Carty & Company.
Respondent Lawyers(s): John J. Heflin
Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
| 19-01832 | 01/09/2020 | Claimant(s): Jean Fisher
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 17-02390 | 12/23/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Thomas Allred
Respondent Lawyers(s): Thomas Brian Allred
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong
Claimant Lawyers(s): Matt Wolper
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): German A. Salazar
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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