| 10-02680 | 12/20/2010 | Claimant(s): Elizabeth Stana
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Invesco Aim Distributors.
Respondent Lawyers(s): Robert P. Riordan
Arbitrator(s): Ralph S. Paden, William Mase Moxley, Floyd W. McRae
Hearing Site: Atlanta, GA
| | |
| 10-02506 | 12/09/2010 | Claimant(s): Poppie Phillips, Roth IRA
Claimant Lawyers(s): Michael Clutter
Respondent(s): Chase Investment Services Corp., Joseph Liddell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
|  | $14,171 |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus
Hearing Site: Atlanta, GA
| | $0 |
| 10-00620 | 11/30/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Schmitt
Respondent(s): Robert Wilder
Respondent Lawyers(s): Robert Scott Wilder
Arbitrator(s): Michael J. Stern, Harvey R. Linder, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | |
| 09-01037 | 11/10/2010 | Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
| | $0 |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
| | $0 |
| 09-07259 | 10/29/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Michael D. Jones
Respondent(s): Daniel Petit
Respondent Lawyers(s): Daniel A. Petit
Arbitrator(s): Steven P. Gregory
Hearing Site: Atlanta, GA
| | |
| 09-01288 | 10/06/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Eric Jon Taylor
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy G. Tintle
Arbitrator(s): Perry Lee Taylor, Michael J. Stern, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | |
| 09-04955 | 09/21/2010 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Troy Joseph
Respondent Lawyers(s): Troy A. Joseph
Arbitrator(s): Perry Lee Taylor
Hearing Site: Atlanta, GA
| | |
| 09-05916 | 08/05/2010 | Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | |
