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FINRA Awards for Atlanta, GA

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Displaying 251-260 out of 453 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0097510/21/2014Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
Checkmark Icon$844,340
13-0190109/19/2014Claimant(s): Delutha King, Kristie Taylor, Lois King, Ronald Loving, Estate of Cecil C. Keck, Estate of Mabel W. Keck
Claimant Lawyers(s): John S. Chapman, Robert C. Port
Respondent(s): David Miller, Kelly Miller, Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Lita S Menkin, Frances L. Wolff, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark Icon$3,897,760
14-0067709/18/2014Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
13-0042508/29/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Barnett
Respondent(s): Hyung Cheoun
Respondent Lawyers(s): Hyung Sik Cheoun
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
13-0141308/07/2014Claimant(s): Stephen Vaughn
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Deborah A. Jackson, Carol Denise Phelps, Samuel Appel
Hearing Site: Atlanta, GA
Checkmark IconExpungement
13-0256007/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Derek D'alonzo
Respondent Lawyers(s): Derek Rudolf D'alonzo
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
13-0352407/03/2014Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Harry Redmond, Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Frank W. Virgin
Hearing Site: Atlanta, GA
Checkmark Icon$0
12-0332006/27/2014Claimant(s): Susan Dumas
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jason Parker, E*Trade Securities LLC
Respondent Lawyers(s): Jason Charles Parker, Meredith Felde Hoffman
Arbitrator(s): Robert H. Putnam, Constance P. Barr, James David Askren
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0122306/25/2014Claimant(s): Uzoamaka Akpele
Claimant Lawyers(s): Bobby C. Aniekwu
Respondent(s): Frederick Brown, Oppenheimer & Co..
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E. Gulden, John N. Breazeale, Robert C. Port
Hearing Site: Atlanta, GA
Checkmark Icon$600
13-0150904/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): R. Rhett Owens
Respondent(s): Frank Quartararo
Respondent Lawyers(s): Frank Anthony Quartararo
Arbitrator(s): R. Van Young
Hearing Site: Atlanta, GA

453 Results

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