| 19-01314 | 02/07/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Eric Barbour
Respondent Lawyers(s): Eric Christopher Barbour
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | |
| 19-02696 | 01/27/2020 | Claimant(s): Robert Weldon
Claimant Lawyers(s): Robert Michael Weldon
Respondent(s): Nuveen Securities
Respondent Lawyers(s): Jennifer Englander
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
| | |
| 19-02036 | 01/09/2020 | Claimant(s): Michael Grace
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kate Brooker Evans
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 19-01339 | 12/27/2019 | Claimant(s): Roger Green
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | |
| 19-02035 | 12/18/2019 | Claimant(s): Thomas Mathews
Claimant Lawyers(s): Alan Wolper
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 17-01632 | 09/06/2019 | Claimant(s): Andrew Firstman, Christian Cram, Mark Horncastle
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Janene Marasciullo
Arbitrator(s): Barbara Black, Birdel Franklin Jackson, Karen M Kassouf
Hearing Site: Atlanta, GA
| | |
| 18-02714 | 09/06/2019 | Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Patrick Teutonico, Wesley Clinton, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Scott A. Schweber, Brandt Leonard Ross, George Pinckney Shingler
Hearing Site: Atlanta, GA
|  | $276,744 |
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 19-00270 | 08/28/2019 | Claimant(s): Matthew Kilpatrick
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Gregory Crance, OneAmerica Securities.
Respondent Lawyers(s): Emily Sides Bonds, Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $300 |
| 18-04169 | 08/02/2019 | Claimant(s): Alfred Dingler
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Himco Distribution Services Company
Respondent Lawyers(s): Brenda J. Page
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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