| 09-01469 | 05/03/2011 | Claimant(s): Dwight Manley
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Walter S. Weiss, Frederick N. Bailard, Paul H. White
Hearing Site: Los Angeles, CA
|  | $0 |
| 08-02908 | 04/21/2011 | Claimant(s): Advanced Delivery & Chemical Systems Hol
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): George Sommerfeld, David S. Paul, Herbert N. Fishman
Hearing Site: New York, NY
| | $0 |
| 09-05107 | 03/15/2011 | Claimant(s): David Ferraro
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Deutsche Bank Securities., Gregory Planck
Respondent Lawyers(s): Donald N. Cohen
Arbitrator(s): Sidney L. Sussman, Lynne T. Albert, John H. Griffing
Hearing Site: Charlotte, NC
| | Expungement |
| 09-06251 | 02/03/2011 | Claimant(s): Albert Chen
Claimant Lawyers(s): John Balestriere
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Daniel E. Shaw
Arbitrator(s): Edwin C. Shiver, Gregory M. Scanlon, M. Scott Donahey
Hearing Site: San Francisco, CA
| | |
| 08-04980 | 10/06/2010 | Claimant(s): Timothy Stevens
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): George Sommerfeld, Alex Cohen, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 09-00770 | 06/15/2010 | Claimant(s): Alvin Shrago
Claimant Lawyers(s): James A. Batson
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Peter A. Goldman, William C. Soo-Hoo, Anita Sippy
Hearing Site: New York, NY
| | |
| 08-01222 | 05/25/2010 | Claimant(s): Gary Mohamed
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Jonathan L. Isreal
Arbitrator(s): Richard W Berenger, Howard Breindel, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | |
| 09-04074 | 01/25/2010 | Claimant(s): Robert G. Kurzman and Carol E. Kurzman
Claimant Lawyers(s): Robert G. Kurzman
Respondent(s): Deutsche Bank Securities., Erik Fiebert
Respondent Lawyers(s): Joshua Klein
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | $25,213 |
| 07-03399 | 11/30/2009 | Claimant(s): Brian Kenner, Kathleen Kenner, BKK Acquisition II, BKK Acquisition III, BKK Holdings
Claimant Lawyers(s): Michael Hume, Richard J. Edson
Respondent(s): Deutsche Bank Securities., Fred Crozier, William Conn
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Harvey C. Flodin, Anatoly "Tony" Zuban, James J. Dobbin
Hearing Site: San Diego, CA
| | $500,000 |
| 08-02240 | 10/12/2009 | Claimant(s): RMD/R Family Ltd. Partnership, Tonka Lakes, The Robert J. Rotenberg 2002 Irvoc Tr
Claimant Lawyers(s): Mark L. Johnson
Respondent(s): Deutsche Bank Securities., Deutsche Bank Alex.Brown
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Judith A. Rogosheske, Brett W. Olander, Patricia S. Bartholomew
Hearing Site: Minneapolis, MN
| | $315,600 |
