| 11-03798 | 05/01/2012 | Claimant(s): W. Mayhue
Claimant Lawyers(s): W. Paul Mayhue
Respondent(s): Pershing Advisor Solutions LLC
Respondent Lawyers(s): Jane L. Myers
Arbitrator(s): Stuart Sinai
Hearing Site: Detroit, MI
|  | $0 |
| 11-01683 | 04/25/2012 | Claimant(s): Paige Cornwell
Claimant Lawyers(s): Antony V. Trogan
Respondent(s): Andrew Scriver, Hantz Financial Services.
Respondent Lawyers(s): David J. Shea
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 11-04347 | 04/24/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Patrick Mulvihill
Respondent Lawyers(s): Patrick Mulvihill
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
| | |
| 09-05626 | 04/02/2012 | Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
| | $50,000 |
| 11-00189 | 03/28/2012 | Claimant(s): Steven Nadeau
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Jason Ganton, John Orlando, Emmett A Larkin Company., Melvin Peterson
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Jeffry M. Bauer, Raymond J. Sterling, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $69,000 |
| 10-00299 | 03/27/2012 | Claimant(s): National Planning Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Michael Spencer
Respondent Lawyers(s): Walter L. Baumgardner
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 11-02668 | 03/14/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Eric M Chial
Respondent(s): Frank Petersen
Respondent Lawyers(s): Frank Douglas Petersen
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | |
| 10-00894 | 02/28/2012 | Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, Jhs Capital Advisors., Pointe Capital
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Joseph R. Papo, Barry Goldman, Allen R. Telgenhof
Hearing Site: Detroit, MI
| | $0 |
| 10-04740 | 02/24/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Michael Espinoza
Respondent Lawyers(s): Kevin P. Cummings
Arbitrator(s): Mary Beth Wheeler, Benjamin A. Kerner, Sharon L. Paul
Hearing Site: Detroit, MI
| | |
| 10-00898 | 02/15/2012 | Claimant(s): Marilyn Szymkiw-Schreiber, Michael Schreiber, The Schreiber Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Paul Richardson, JHS Capital Advisors.
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Robert A. Vogler, Stephen D Kursman, William M. Azkoul
Hearing Site: Detroit, MI
| | $45,001 |
