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FINRA Awards for Detroit, MI

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Displaying 11-20 out of 550 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0043005/13/2024Claimant(s): Mark Carter
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Dennis Poulos, Eric Deems, Gerard Rocchi, Mark Madgett, NYLife Securities LLC, Vincent Spaniolo
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Robert L. Altizer, Sandra Franklin, Mark Leslie Small
Hearing Site: Detroit, MI
23-0126205/07/2024Claimant(s): Robert Bradley
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
23-0317103/19/2024Claimant(s): Nussel Living Trust
Claimant Lawyers(s): Jay E. Nussel
Respondent(s): Edward Jones, Lori Cannon
Respondent Lawyers(s): C. Darcy Jalandoni
Arbitrator(s):
Hearing Site: Detroit, MI
Checkmark Icon$213
21-0151103/08/2024Claimant(s): Concorde Investment Services
Claimant Lawyers(s): James S. Rollins
Respondent(s): Lori Kamen, Aurora Securities
Respondent Lawyers(s): Paul Machesky
Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny
Hearing Site: Detroit, MI
22-0291703/07/2024Claimant(s): Michel White
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
21-0210503/07/2024Claimant(s): Edward Dublis, RWS Financial Group
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Nathan Farrell
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Barbara E. Machin, David Andrew Sonnenschein, Marcy Hahn
Hearing Site: Detroit, MI
22-0187502/23/2024Claimant(s): Daniel Labes
Claimant Lawyers(s): Christopher Kaye
Respondent(s): Stifel, Nicolaus & Co.., Loren Morrison
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Jeffry M. Bauer, John Polakas, Michele Renee Zinn
Hearing Site: Detroit, MI
$0
22-0289702/15/2024Claimant(s): Khaled Mheisen
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
23-0143601/31/2024Claimant(s): Mark Herman
Claimant Lawyers(s): William Bean
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael F. Jordan
Hearing Site: Detroit, MI
23-0122401/23/2024Claimant(s): Jason Franklin
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Leonard & Company
Respondent Lawyers(s): Dainforth French
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI

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