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FINRA Awards for David Lerner Associates.

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Displaying 51-60 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0294305/28/2014Claimant(s): Alfred and Frances Woods
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Richard W. Vallario, Joseph J. Arata, John Carl Cirincion
Hearing Site: New York, NY
Checkmark IconExpungement
11-0340404/09/2014Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
Checkmark Icon$0
12-0259801/17/2014Claimant(s): Herbert Harbort
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
Checkmark IconExpungement
12-0258601/10/2014Claimant(s): Angela Belpedio
Claimant Lawyers(s): D. Daxton White
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Linda M. Granata, Peter A. Portley, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0016901/06/2014Claimant(s): Julia Pordon, Leo Pordon, Julia M. Pordon on Behalf of Her IRA, Leo Pordon on Behalf of His IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): John M. Eadie, Joseph L. Bernstein, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0423908/22/2013Claimant(s): Susan Moses, William Fand, Susan Moses IRA
Claimant Lawyers(s): Anthony James Eccleston
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Lauren R. Fox
Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark Icon$0
11-0436107/16/2013Claimant(s): Concetta Consales
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0213405/01/2013Claimant(s): Paul and Veronica Pinchuk
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael Shannon
Arbitrator(s): Bennett A. Hall
Hearing Site: Hartford, CT
Checkmark IconExpungement
11-0042002/06/2013Claimant(s): Joseph Kowalski
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): William F. Glaser, Richard R. Logsdon, Robert Lewis Matthews
Hearing Site: Tampa, FL
Checkmark IconExpungement
11-0462210/15/2012Claimant(s): David Jastremski
Claimant Lawyers(s): David Jastremski
Respondent(s): David Lerner Associates., David Tepper
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Michael Lau
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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