| 08-01772 | 01/22/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Richard Gomez
Respondent Lawyers(s): Richard C. Gomez
Arbitrator(s): James P. Murphy, Robert Bruce MacDonald, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 07-02484 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Stephan Day
Respondent Lawyers(s): Stephan T. Day
Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Kenneth B. Orenbach
Hearing Site: Charlotte, NC
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| 08-01014 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Coffee
Respondent Lawyers(s): David S. Coffee
Arbitrator(s): John Michael Watson, William J. Kirkpatrick, Gary L. Foose
Hearing Site: Houston, TX
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| 07-03230 | 12/05/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Alfredo Grandal
Respondent Lawyers(s): Jason Lopez
Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum
Hearing Site: Boca Raton, FL
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| 07-02262 | 12/03/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mark Adam
Respondent Lawyers(s): Jeffrey A. Sellers
Arbitrator(s): Anthony Vitanza, Gust D. Servis, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY
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| 07-01662 | 11/24/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Donna Shurot
Respondent Lawyers(s): Donna Shurot
Arbitrator(s): Thomas D. Tays, Thomas P. Delnoce, James W. Warren
Hearing Site: Phoenix, AZ
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| 08-00940 | 11/10/2008 | Claimant(s): Yuan Sun
Claimant Lawyers(s): Russell M. Odell
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): George F. Meierhofer
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
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| 07-03103 | 11/06/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Hill
Respondent Lawyers(s): Charles Ray Hill
Arbitrator(s): William H. McCullough, Greg Knight, Angelo J. Infantino
Hearing Site: Orlando, FL
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| 07-02943 | 10/01/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Candice Davis-Dunn
Respondent Lawyers(s): Grace Weatherly
Arbitrator(s): William E. Hartsfield, Terry Landry, Joseph G. Werner
Hearing Site: Dallas, TX
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| 07-02590 | 09/25/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Scott Huffman
Respondent Lawyers(s): Richard M. Bales
Arbitrator(s): Marina Shank-Klein, Linda M. Granata, Thomas L. Curran
Hearing Site: Miami, FL
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