Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00250 | 08/24/2020 | Claimant(s): William Neat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 20-00644 | 07/17/2020 | Claimant(s): Curvin Miller Claimant Lawyers(s): Brian Luther Respondent(s): Kalos Capital. Respondent Lawyers(s): M. Michael McComb Arbitrator(s): Paul Lansing Hearing Site: Cincinnati, OH | ||
| 19-01362 | 04/01/2020 | Claimant(s): Ryan Tarjanyi Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Bankers Life Securities. Respondent Lawyers(s): Steven K. Huffer Arbitrator(s): Joseph R Soraghan Hearing Site: Cincinnati, OH | ||
| 19-02886 | 02/03/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Michael Wilcheck Respondent Lawyers(s): Michael Wayne Wilcheck Arbitrator(s): Jeffry M. Bauer Hearing Site: Cincinnati, OH | ||
| 19-01283 | 01/16/2020 | Claimant(s): Brian Addis Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Barry Goldman Hearing Site: Cincinnati, OH | ||
| 18-03624 | 11/18/2019 | Claimant(s): Brian Ramler Claimant Lawyers(s): Robert A Klingler Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey N. Schmidt Arbitrator(s): Frederick Ramos Hearing Site: Cincinnati, OH | ||
| 18-03117 | 10/21/2019 | Claimant(s): John Bradley Claimant Lawyers(s): Michael O'Gara Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Olivia Lee Jones Arbitrator(s): Julius Z. Frager Hearing Site: Cincinnati, OH | ||
| 18-01430 | 09/04/2019 | Claimant(s): Estate of Paula Zaring Claimant Lawyers(s): George D. Jonson Respondent(s): Amy McPike Respondent Lawyers(s): Katie Zorc Arbitrator(s): Harlita R. Tomlinson, Christy K. Radigan, Alexander Jay Brockmeier Hearing Site: Cincinnati, OH |  | $0 |
| 18-01877 | 05/15/2019 | Claimant(s): David Hartl Claimant Lawyers(s): Dennis J. Concilla Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 18-02835 | 04/10/2019 | Claimant(s): William Lendl Claimant Lawyers(s): Michael Bessette Respondent(s): Edward Jones Respondent Lawyers(s): Todd A. Holleman Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH |