| 21-01589 | 10/22/2021 | Claimant(s): Randi Speedling
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper
Hearing Site: New York, NY
| | |
| 20-02741 | 07/06/2021 | Claimant(s): Richard Iannacone
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
| | |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
|  | $0 |
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
| | |
| 19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $43,225 |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
| 20-03294 | 04/07/2021 | Claimant(s): Joan Crisp, Larry Buckner
Claimant Lawyers(s): Larry J. Buckner
Respondent(s): David Meyer
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph Charles Smolira, Robert G. Bannon, Eric Matthew Bittner
Hearing Site: Nashville, TN
| | Expungement |
| 20-00934 | 03/24/2021 | Claimant(s): Nicholai Rifkind
Claimant Lawyers(s): Nicholai Rifkind
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $75 |
| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Michael Naccarato
Respondent(s): John Schmidt
Respondent Lawyers(s): John Greg Schmidt
Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar
Hearing Site: Cincinnati, OH
| | |
| 20-00239 | 10/28/2020 | Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
