| 21-00646 | 08/05/2021 | Claimant(s): Erin Elskes, Javier Sanchez Nieto
Claimant Lawyers(s): Erin E Elskes, Javier Sanchez Nieto
Respondent(s): Amy Blodgett, Ameritas Advisory Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
|  | $20,703 |
| 20-00735 | 12/21/2020 | Claimant(s): Daniel Shannon
Claimant Lawyers(s): Michael A. Gross
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-01804 | 03/13/2020 | Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
| | |
| 18-03155 | 02/03/2020 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk
Hearing Site: Seattle, WA
| | |
| 17-02810 | 12/30/2019 | Claimant(s): John Rossum
Claimant Lawyers(s): Melinda J. Steuer
Respondent(s): Bradley Gardner, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Amir Tadjedin, Christopher A. Stecher
Arbitrator(s): Ralph A. Cotton, Philip Aaron Tymon, Norman Dale Menegat
Hearing Site: San Francisco, CA
| | Settlement |
| 18-04037 | 09/16/2019 | Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Cetera Advisors LLC, Pacific West Securities.
Respondent Lawyers(s): Jeremy Carr, Tony Pizelo
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | |
| 18-02773 | 09/05/2019 | Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timothy A. Menezes
Arbitrator(s): James R. Dickson, Jonathan H. Krotinger, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
| | |
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-03152 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
| | |
| 18-03154 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA
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