| 12-00839 | 12/27/2012 | Claimant(s): The Reese M. Holifield MBTA
Claimant Lawyers(s): Eric Creizman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Clayton J. Borne, Lynne R. Stern, Robert A. Wojcik
Hearing Site: Jackson, MS
|  | $0 |
| 10-02840 | 12/05/2011 | Claimant(s): Estate of Jeanne Smith
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Dean J. Dietrich, W. Alex King, Richard Roger Brewer
Hearing Site: Nashville, TN
| | $0 |
| 08-04331 | 04/27/2010 | Claimant(s): Clifford Lee
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Langfred W. White, Robert Stephen Burns, Francis Joseph Bourgeois
Hearing Site: Tampa, FL
| | $0 |
| 08-01816 | 04/09/2010 | Claimant(s): Emma Bufkin, The Trust Agreement of Emma Doris Bufkin
Claimant Lawyers(s): Michael P. Cillo
Respondent(s): Alton Mayeu, Merrill Lynch Pierce Fenner & Smith Inc., Sharon Bentz
Respondent Lawyers(s): Bradley B. Rounsaville, Stephen H. Kupperman
Arbitrator(s): Bruce Brown, Samuel Clinton O'Daniel, John Jerold Barrett
Hearing Site: Denver, CO
| | $85,467 |
| 08-02148 | 07/28/2009 | Claimant(s): Barry Bradshaw, Phyllis Bradshaw, Barry K. and Phyllis J. Bradshaw Trust
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): David B. Coates, Mark A. Myers, Edward A. Nelson
Hearing Site: Little Rock, AR
| | $0 |
| 08-00925 | 06/22/2009 | Claimant(s): United Prison Ministries
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lita S Menkin, Stephen Edward Cundiff, Constance K. Barron
Hearing Site: Birmingham, AL
| | $220,000 |
| 08-00926 | 06/10/2009 | Claimant(s): Richard and Carolyn Bland
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Lawrence M. Oberdank, Royce Alan Burns, John F. O'Neill
Hearing Site: Birmingham, AL
| | $21,801 |
| 08-01140 | 05/27/2009 | Claimant(s): Dennis Contois, Rose Contois, Contois Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Warren A. Forest, Susan Jefferbaum Beck
Hearing Site: Orlando, FL
| | $0 |
| 07-00200 | 11/26/2008 | Claimant(s): Angela Holifield, Sarah Frierson, TTEE of Marital TRT AGMT
Claimant Lawyers(s): William M. Cunningham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Earle Park Kelley, Earle J. Schwarz, Suzette Merriam Foster
Hearing Site: Birmingham, AL
| | |
| 08-01569 | 11/12/2008 | Claimant(s): John Scaramella
Claimant Lawyers(s): John Scaramella
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): James B. Eichberg, Dominic Alecci, Craig Stanley Ralston
Hearing Site: Denver, CO
| | $0 |
