| 13-01969 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel Mauch
Respondent(s): Donald Rentz
Respondent Lawyers(s): Donald J. Rentz
Arbitrator(s): James L. Karpen
Hearing Site: Detroit, MI
| | $0 |
| 10-03658 | 12/04/2013 | Claimant(s): Joyce Lang, Leonard Lang
Claimant Lawyers(s): Stuart R. Lang
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Sandra Gale Behrle, Clarence Smith, Clifford Matthew Olson
Hearing Site: New York, NY
|  | $0 |
| 13-01731 | 12/04/2013 | Claimant(s): Jerome Miller
Claimant Lawyers(s): Jerome Miller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $0 |
| 10-02937 | 11/26/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): David Honigstock
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Charles L. Henderson, Elizabeth Elster Granville, Walter M. Schackman
Hearing Site: New York, NY
| | $0 |
| 12-02085 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Guilherme Kuchkarian
Respondent Lawyers(s): A. Rene Hollyer
Arbitrator(s): Daniel Robbins, Keith Eric Bettencourt, Peter Susser
Hearing Site: New York, NY
| | $0 |
| 12-03128 | 11/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Richard Going
Respondent Lawyers(s): Richard L. Going
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 11-00790 | 11/20/2013 | Claimant(s): John Ginsburg
Claimant Lawyers(s): Daniel J. Goldberg
Respondent(s): Christa Burgett, Morgan Stanley, Lisa Creegan, Manny Canales, Mary Mullis
Respondent Lawyers(s): Nancy L. Patterson
Arbitrator(s): W. Merrill Glasgow, Jerry C. Prestridge, Carol Akers Klug
Hearing Site: Houston, TX
| | $0 |
| 11-03662 | 11/19/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): John Giansello
Respondent(s): John Simmons
Respondent Lawyers(s): Guy A. Ricciardulli
Arbitrator(s): Nancy J. Spieczny, Marsha Lee, Thomas L. Marshall
Hearing Site: San Diego, CA
| | $0 |
| 12-00777 | 11/19/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Brian Zalewski
Respondent Lawyers(s): Daryl M. Schumacher
Arbitrator(s): Phillips M. Montross
Hearing Site: Chicago, IL
| | $0 |
| 13-00937 | 11/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Charles Music
Respondent Lawyers(s): Charles A. Music
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Charleston, WV
| | $0 |
