| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | |
| 13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Adam Boynton
Respondent Lawyers(s): Adam Christopher Boynton
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 15-01949 | 11/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jeffrey Wiseman
Respondent Lawyers(s): David Lefkowitz
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | |
| 15-00681 | 11/01/2016 | Claimant(s): The Last Will & Testament of R.Gaffney
Claimant Lawyers(s): Nicholas P Iavarone
Respondent(s): Morgan Stanley, Richard Colbert
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Susan L. Walker, Shelby Webb, Walter Patrick Giblin
Hearing Site: Chicago, IL
|  | $0 |
| 16-00141 | 10/27/2016 | Claimant(s): Jennifer Schall
Claimant Lawyers(s): Jennifer Childe Schall
Respondent(s): Morgan Stanley, Liliana Paz-Franco
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | $300 |
| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jared Kennedy
Respondent Lawyers(s): Jared Daniel Kennedy
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | |
| 16-01122 | 10/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Douglas Galloway
Respondent Lawyers(s): Douglas John Galloway
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | |
| 15-02426 | 09/30/2016 | Claimant(s): Amir Ahmad
Claimant Lawyers(s): Dan S. Sweetser
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Michael P. Marryshow, Peter D. Shelp, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | |
| 16-01203 | 09/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Drew Romeo
Respondent Lawyers(s): Drew Anthony Romeo
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
| | |
| 16-00968 | 09/28/2016 | Claimant(s): Michael Moskowitz
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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