| 17-01908 | 07/16/2019 | Claimant(s): Isabel Litovich-Quintana, Jose Torres
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Jill Pilgrim, Constance P. Barr, Irlanda Ruiz
Hearing Site: Miami, FL
|  | $3,261,420 |
| 18-01136 | 07/15/2019 | Claimant(s): Joseph Pokego, Ruth Pokego
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 18-03468 | 07/12/2019 | Claimant(s): Luis Alayo Riera
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
| 19-00894 | 07/12/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Lauren R. Whetstone
Respondent(s): Steven Rodman
Respondent Lawyers(s): Steven Andrew Rodman
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
| | |
| 19-00262 | 07/11/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Roy Cederfranco
Respondent Lawyers(s): Roy CederFranco
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | |
| 17-00695 | 07/01/2019 | Claimant(s): Estate of Hazel L. Surless
Claimant Lawyers(s): Arthur Vincent
Respondent(s): David Israel, Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Leslie L. Cooney, Maria Rosa Scalone, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | $0 |
| 17-00322 | 06/27/2019 | Claimant(s): Veronika Voss
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brittany Sokoloff
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00852 | 06/17/2019 | Claimant(s): Victoria Kuo
Claimant Lawyers(s): Eileen M. Kendall
Respondent(s): Curtis Ostling, Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Rosa Linda Guadarrama, Lori A. Coleman, George Herman Frisch
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03439 | 06/14/2019 | Claimant(s): James Steele
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Cynthia A. DiMarco, Mark J. Russell, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
| | |
