| 12-00792 | 09/05/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Thomas Staples
Respondent Lawyers(s): Paul W. Thomas
Arbitrator(s): Joseph C. Roberts
Hearing Site: Helena, MT
| | $0 |
| 11-01186 | 08/31/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes FA
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Luetkemeyer
Respondent Lawyers(s): David Patrick Luetkemeyer
Arbitrator(s): Roland Pera, Arthur F. Dewsberry, Murray S. Levin
Hearing Site: Kansas City, MO
| | $0 |
| 12-01417 | 08/27/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Scot Erwin
Respondent Lawyers(s): Scot J. Erwin
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
| | $0 |
| 11-02261 | 08/23/2012 | Claimant(s): Alan Jacobson, Richard Schwartz
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Peter M. Pfau, Terrance J. Nolan, Ira S. Cure
Hearing Site: New York, NY
| | $0 |
| 10-03498 | 08/23/2012 | Claimant(s): Glenna Wylie, Jack Wylie, Glenna Y. Wylie Trust U/A/D 5/2/91, Jack F. Wylie Trust U/A/D 5/2/91
Claimant Lawyers(s): Gordon D. Gee
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Michael D. Fitzgerald, Bruce Keplinger, Ronald G. Bruch
Hearing Site: Kansas City, MO
|  | $272,650 |
| 10-04746 | 08/20/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Conway Donaldson
Respondent Lawyers(s): Conway Kirk Donaldson
Arbitrator(s): Joseph B. Russell, Joseph A. Forgione, Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
| 11-00679 | 08/20/2012 | Claimant(s): S.R. Takayama
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Claude Ohanesian, Citigroup Global Markets., Morgan Stanley, Michael Coleman
Respondent Lawyers(s): Nicholas P. Iavarone, Patrick G. King
Arbitrator(s): Kathryn J. Toronto, Peter H. Daly, Anthony G. Sousa
Hearing Site: San Francisco, CA
| | $0 |
| 11-01644 | 08/17/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey Zimmerman
Respondent(s): Richard Swetish
Respondent Lawyers(s): Christopher A. Dorsey
Arbitrator(s): Sherry R. Wetsch, Brian E. Bro, James E. Lane
Hearing Site: Houston, TX
| | $0 |
| 11-02923 | 08/02/2012 | Claimant(s): Barbara Hasting, David O'Harrow, Dennis Sager, Jozef Alena, Kim Sager, Marvin Hasting, Velma Byers, Living Trust U/A/D 10/14/91 FBO Marvin D
Claimant Lawyers(s): Richard D. Brady
Respondent(s): Ingrid Gintz, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Jack M. Lovejoy
Arbitrator(s): Thomas D. Cochran, William P. Bergsten, Michael R.E. Sanders
Hearing Site: Seattle, WA
| | $600 |
| 11-03768 | 07/31/2012 | Claimant(s): Jeffrey Jennings
Claimant Lawyers(s): Jeff Jennings
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marcie Mintz
Arbitrator(s): Bill Swinford, James Clifton Stone, Jeffrey M. Bain
Hearing Site: Louisville, KY
| | $0 |
