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FINRA Awards for Richard Swetish

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0164408/17/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey Zimmerman
Respondent(s): Richard Swetish
Respondent Lawyers(s): Christopher A. Dorsey
Arbitrator(s): Sherry R. Wetsch, Brian E. Bro, James E. Lane
Hearing Site: Houston, TX

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