| 11-00508 | 10/19/2012 | Claimant(s): Michael Pascazi
Claimant Lawyers(s): Michael S. Pascazi
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Divenuto, Salomon Smith Barney Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Pamela H. Roderick, Allan E. Johnson, Richard Gee
Hearing Site: New York, NY
|  | $0 |
| 11-00459 | 10/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Stephen O'Donnell
Respondent Lawyers(s): Patrick T. Burke
Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally
Hearing Site: New York, NY
| | $0 |
| 12-01176 | 10/15/2012 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Phillip Schwantner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | $0 |
| 10-04605 | 10/11/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Carlene Veara
Respondent Lawyers(s): Carlene B. Veara
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
| | $0 |
| 12-00806 | 10/11/2012 | Claimant(s): Ronald Reid
Claimant Lawyers(s): Ronald M. Reid
Respondent(s): Joseph Gilbert, Morgan Stanley
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Charles Orlove
Hearing Site: Chicago, IL
| | $0 |
| 12-01650 | 10/08/2012 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Eric Johnson
Respondent Lawyers(s): Eric David Johnson
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
| | $0 |
| 11-03966 | 10/04/2012 | Claimant(s): Tom York
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Vytas Tarulis
Hearing Site: San Diego, CA
| | $0 |
| 10-04909 | 10/01/2012 | Claimant(s): Laurence Pilgeram Ttee
Claimant Lawyers(s): Laurence Pilgeram
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): William M. Howard
Hearing Site: Las Vegas, NV
| | $0 |
| 12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Saul Montes-Bradley
Respondent Lawyers(s): Saul M. Montes-Bradley
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
| | $0 |
| 12-01108 | 09/25/2012 | Claimant(s): Michael Bruni
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Alex Hotzoglou, Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Ann Pinciss Berman
Hearing Site: New York, NY
| | $23,089 |
