| 22-01505 | 01/25/2023 | Claimant(s): David Calderon
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Arthur Neil Tolciss, Cheryl Catherine McLarin, Alan Steven Mittleman
Hearing Site: New York, NY
| | |
| 20-02503 | 01/20/2023 | Claimant(s): Alison Barrett, Robert Barrett
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Morgan Stanley, Kyle Backus
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Erik R. Siering, Roger A. Geddes, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
|  | Expungement |
| 20-02339 | 01/17/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Damian Baird
Respondent Lawyers(s): Damian Mark Baird
Arbitrator(s): Alan Kenneth Scheff, Mark A. Sipper, Joseph Maron Hanna
Hearing Site: Buffalo, NY
| | |
| 22-01035 | 01/13/2023 | Claimant(s): William Sammons
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 21-00664 | 01/09/2023 | Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Chris Osborne, Curtis Peterson, Darren Pfefferman, David Bigler, David Lawrence, Morgan Stanley, Lisa Haygood, Nicholas Westendorf, Rachel Morman
Respondent Lawyers(s): Rachel Morman, Tracy L. Gerber
Arbitrator(s): Martin Jonathan Barrack, Jo-Ann C. Little, Janice L. Sperow
Hearing Site: San Diego, CA
| | |
| 20-02213 | 12/30/2022 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney Financing LL
Claimant Lawyers(s): Shannon L McDougald
Respondent(s): Neil Gavande
Respondent Lawyers(s): Bryan T. Forman
Arbitrator(s): Linda P. Drucker, Val D. Hornstein, Thomas Arthur Cohen
Hearing Site: San Francisco, CA
| | |
| 21-03043 | 12/28/2022 | Claimant(s): John Baldeck
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
| | |
| 21-00063 | 12/23/2022 | Claimant(s): Kimberly Scherer
Claimant Lawyers(s): Kimberly K. Scherer
Respondent(s): Christopher Carolan, Morgan Stanley, John Palumbo
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | Expungement |
| 21-00034 | 12/15/2022 | Claimant(s): Mark Birringer
Claimant Lawyers(s): John David Singer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Michael Genovese, Matthew D Arbit, Robert Joseph Musur
Hearing Site: Chicago, IL
| | |
| 21-02380 | 12/12/2022 | Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
| | Expungement |
