| 11-03789 | 02/15/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Matthew Francis
Respondent Lawyers(s): Matthew Hamel Francis
Arbitrator(s): Guenter S. Cohn, Duane Ted Wolfe, Joseph Patrick Kett
Hearing Site: San Diego, CA
| | $0 |
| 12-00346 | 02/13/2013 | Claimant(s): Daisha LaMontague as Tr. to Elenor Nagel
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Cindy L. Anderson, Pamela Jeanne Rush, Robert Finder
Hearing Site: Jacksonville, FL
|  | $0 |
| 09-07119 | 02/12/2013 | Claimant(s): Joseph Fedele, Rhonda Fedele
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Citigroup Global Markets., John Moran, Morgan Stanley, Robert Brown, Thomas Dwyer
Respondent Lawyers(s): Joseph DaProcida
Arbitrator(s): Howard D. Jacob, Peter P. Skomorowsky, Jonathan L. Goldfarb
Hearing Site: New York, NY
| | $0 |
| 12-03457 | 02/11/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Gary Ladrido
Respondent Lawyers(s): Gary Aquino Ladrido
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | $0 |
| 12-03432 | 02/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Glenn Berger
Respondent(s): David Price
Respondent Lawyers(s): David Craig Price
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 12-02535 | 02/06/2013 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes Hol
Claimant Lawyers(s): David Lee
Respondent(s): Donald Rasweiler
Respondent Lawyers(s): Douglas Stone
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 12-00056 | 02/05/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Jeffrey Wylde
Respondent Lawyers(s): Jeffrey Russell Wylde
Arbitrator(s): Harold I. Geringer
Hearing Site: New York, NY
| | $0 |
| 12-03111 | 01/31/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Eric Lenze
Respondent Lawyers(s): Eric T. Lenze
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
| | $0 |
| 11-01193 | 01/30/2013 | Claimant(s): Lynda Haskins
Claimant Lawyers(s): Michael Hill
Respondent(s): Francis Ford, Citigroup Global Markets., Julia Dotterer, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Alan L. Berger
Hearing Site: Columbia, SC
| | $0 |
| 12-00111 | 01/29/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $0 |
