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FINRA Awards for Morgan Stanely Smith Barney FA Notes Hol

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0253502/06/2013Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney FA Notes Hol
Claimant Lawyers(s): David Lee
Respondent(s): Donald Rasweiler
Respondent Lawyers(s): Douglas Stone
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ

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