20-00685 | 08/20/2020 | Claimant(s): James Pillow Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser Hearing Site: Orlando, FL
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19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL
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19-03527 | 06/26/2020 | Claimant(s): Eric Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scott & Stringfellow Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC
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19-00468 | 11/29/2019 | Claimant(s): Michael Hopkins Claimant Lawyers(s): Joelle A. Simms Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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19-01448 | 10/31/2019 | Claimant(s): Joseph Bollinger Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves Hearing Site: Jackson, MS
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17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute Claimant Lawyers(s): Frank "Kim" Breese Respondent(s): Raymond, James & Associates., Thomas O'Brien Respondent Lawyers(s): Stephen H. Kupperman Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman Hearing Site: Jackson, MS
| | $3,488,930 |
19-00288 | 10/11/2019 | Claimant(s): Donald Wojnowski Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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19-00469 | 08/27/2019 | Claimant(s): Sonia Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR
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18-03090 | 07/29/2019 | Claimant(s): Christopher St. John Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC
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18-01451 | 03/21/2019 | Claimant(s): Gallina Family Investments Claimant Lawyers(s): Charles W HIll Respondent(s): Wells Fargo Clearing Services, Nathan Hooker Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Stuart K. Furman, Earle J. Schwarz, Frank S. Cantrell Hearing Site: Memphis, TN
| | $0 |