| 21-02046 | 03/03/2022 | Claimant(s): Gurveer Mann
Claimant Lawyers(s): Zachary Morse
Respondent(s): Foresters Financial Services.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-02010 | 02/24/2022 | Claimant(s): Marcy Hill, Estate of Judy McClellan
Claimant Lawyers(s): Kira Fonteneau
Respondent(s): Edward Jones, Robert Hickey, Timothy Dolan
Respondent Lawyers(s): Laura A. Pizzitola, Robert D. Hickey
Arbitrator(s): Victor L. Hayslip, Earle J. Schwarz, Marvin Kent Speigner
Hearing Site: Birmingham, AL
|  | Expungement |
| 21-00361 | 12/17/2021 | Claimant(s): Thomas Seiler
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): John J. Jordan, Donald S. Bauman, Kattina V. Barsik
Hearing Site: Philadelphia, PA
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| 21-00357 | 12/01/2021 | Claimant(s): Thomas Seiler
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Frank P. Santangelo, Robert C. Scanlan, Lorrie E Whitfield
Hearing Site: Philadelphia, PA
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| 21-01170 | 11/24/2021 | Claimant(s): Sanjay Beach
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 20-02726 | 09/20/2021 | Claimant(s): Roger Camp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 20-03101 | 09/10/2021 | Claimant(s): Phil Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
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| 20-02795 | 07/30/2021 | Claimant(s): Garland Homes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard James Igou
Hearing Site: Raleigh, NC
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| 20-04091 | 07/09/2021 | Claimant(s): Steven LaPorta
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
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| 20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Jim Geiger
Hearing Site: Norfolk, VA
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