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FINRA Awards for Laura A. Pizzitola

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Displaying 21-30 out of 43 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0094712/07/2022Claimant(s): Thomas Freeman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Kansas City, MO
22-0094011/15/2022Claimant(s): Anthony Vito
Claimant Lawyers(s): Brian Luther
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Arne R. Rode
Hearing Site: Chicago, IL
21-0268206/24/2022Claimant(s): Gary Karch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
21-0277606/22/2022Claimant(s): Ting O'Connor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
21-0231605/13/2022Claimant(s): Thomas Moore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
21-0155704/20/2022Claimant(s): Charles Belluardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
21-0233404/08/2022Claimant(s): Vu Nguyen
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services
Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
20-0279703/14/2022Claimant(s): Kenneth Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
20-0324303/10/2022Claimant(s): Shaun Hayes
Claimant Lawyers(s): William M. Dailey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0109203/09/2022Claimant(s): Randall Krenzin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Laura A. Pizzitola
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA

43 Results

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