23-01177 | 11/13/2023 | Claimant(s): Chanh Truong Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA
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22-02861 | 09/25/2023 | Claimant(s): Karen Hoy Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH
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22-02754 | 08/15/2023 | Claimant(s): James Moran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Capitol Securities Management. Respondent Lawyers(s): David J. Freniere, Laura A. Pizzitola Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ
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22-02663 | 07/24/2023 | Claimant(s): Danny Kamal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA
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22-02296 | 06/15/2023 | Claimant(s): Mark Thorndyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
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22-01660 | 04/24/2023 | Claimant(s): Matthew Engen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mark L Miller Hearing Site: Bismarck, ND
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22-00892 | 04/13/2023 | Claimant(s): Joseph Crespi Claimant Lawyers(s): Michael Bessette Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Howard N. Gorney Hearing Site: Providence, RI
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22-01608 | 03/30/2023 | Claimant(s): Michael Cifelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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21-00713 | 03/21/2023 | Claimant(s): Cary Kneedler, Delphine Baucom, Delphine N. Baucom as Sole Member of, Carry Kneedler, OBO IRA, Delphine Noble Baucom, General Partner, Delphine Noble Baucom. Sole Benefiary of Claimant Lawyers(s): Frank C. Breese Respondent(s): Wells Fargo Clearing Services, T. Robertson, William Haas Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): John P. Cullem, Langfred W. White, Susan G. Pinkston Hearing Site: Jackson, MS
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22-00945 | 02/09/2023 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
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