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FINRA Awards for Pruco Securities.

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Displaying 21-30 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0146601/29/2021Claimant(s): Kevin Janus
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
20-0099512/10/2020Claimant(s): Matthew Dauksza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): John James McGovern
Hearing Site: Syracuse, NY
19-0320208/19/2020Claimant(s): Stephen Chao
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
19-0356607/15/2020Claimant(s): Todd Praschan
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Kerry A. Burns
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
19-0195606/22/2020Claimant(s): Dustin Capco
Claimant Lawyers(s): Dustin Thomas Capco
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Gregory Hunter Mathews, William Francis Ryan, Joseph Stuligross
Hearing Site: Pittsburgh, PA
18-0364412/24/2019Claimant(s): Pruco Securities., Prudential Insurance Company Of America
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Michael Witsman
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Andrew Brehm, Philip J. Glick, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
19-0073811/11/2019Claimant(s): David Mehler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Charlotte, NC
18-0441910/04/2019Claimant(s): Marc Jacobson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., AXA Advisors
Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi
Arbitrator(s): Kenneth N. Adamson
Hearing Site: Chicago, IL
18-0418510/03/2019Claimant(s): James O'Leary
Claimant Lawyers(s): Jeffrey S. Greenhaus
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
18-0396410/02/2019Claimant(s): Rodney Furniss
Claimant Lawyers(s): Steven J. Wright
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Boise, ID

52 Results

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