Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-03846 | 11/06/2009 | Claimant(s): Martha Laura Howse Claimant Lawyers(s): Martha Howse Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Constance d'Angelis, A. Michelle Jernigan, Julie Behr Zimmerman Hearing Site: Orlando, FL |  | $225 |
| 08-03348 | 10/01/2009 | Claimant(s): Matthew Proman Claimant Lawyers(s): Randy Scott Zelin Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert E. Holley, Frank J. Spencer Hearing Site: New York, NY | | $15,925 |
| 09-00766 | 09/30/2009 | Claimant(s): Michael Sprei Claimant Lawyers(s): Michael Sprei Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | | $1,473 |
| 09-00209 | 09/30/2009 | Claimant(s): Elliott Sklar and Naomi Sklar, Elliott Sklar and Naomi Sklar Trust Claimant Lawyers(s): Elliott Sklar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | | $0 |
| 05-00165 | 09/29/2009 | Claimant(s): David Sherman Claimant Lawyers(s): David E. Sherman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | | $0 |
| 08-04299 | 09/22/2009 | Claimant(s): Jennifer McNulty Claimant Lawyers(s): Robert A. Vallone Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $5,700 |
| 08-00484 | 08/24/2009 | Claimant(s): Hector Huertas Claimant Lawyers(s): Hector L. Huertas Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Michael E. Scullin, Richard Frank Colello, Gary I. Kravis Hearing Site: Philadelphia, PA | | $0 |
| 08-02255 | 07/21/2009 | Claimant(s): Hung Hoang Claimant Lawyers(s): James T. Kim Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Harry B. Endsley, E. Duane Stephens, Hadden Wing Roth Hearing Site: San Francisco, CA | | $0 |
| 09-00367 | 07/08/2009 | Claimant(s): Alan Gelband Co. Def. Contr. Pension Pla Claimant Lawyers(s): Alan Gelband Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward G. Toptani Hearing Site: New York, NY | | $213 |
| 08-00447 | 06/26/2009 | Claimant(s): Samuel McDonald Claimant Lawyers(s): Sam McDonald Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng Hearing Site: Boston, MA | | $0 |