Potomac Analytics' Logo

FINRA Awards for James T. Kim

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0225507/21/2009Claimant(s): Hung Hoang
Claimant Lawyers(s): James T. Kim
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Harry B. Endsley, E. Duane Stephens, Hadden Wing Roth
Hearing Site: San Francisco, CA
Checkmark Icon$0

1 Results

Display: