| 10-04088 | 04/26/2013 | Claimant(s): Lehman Brothers Holdings Inc., as assign
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Mary Kenworthy
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): John N. Polakas, Michelle Jacobowitz Gallagher
Hearing Site: New York, NY
| | |
| 11-03406 | 04/26/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Robert Quinn
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Brian J. Dunn
Hearing Site: Boston, MA
| | |
| 10-04635 | 03/04/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Paul Tanner
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Gary W. Pollack, Mark I. Roth, Nikola Bjelajac
Hearing Site: Ft. Lauderdale, FL
| | |
| 12-02206 | 12/14/2012 | Claimant(s): Morgan Stanley, Robert Lynch
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Edward Swyer
Respondent Lawyers(s): Luke Nikas
Arbitrator(s): Jacqueline W. Marshall, Jennifer L. Bliss
Hearing Site: Albany, NY
| | Expungement |
| 11-02643 | 11/20/2012 | Claimant(s): Martin Leibowitz
Claimant Lawyers(s): Joseph D. Carney
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Robert Rapp, Kathleen P. Helbig-Hannan, Robert M Lustig
Hearing Site: Cleveland, OH
|  | $0 |
| 11-00673 | 10/10/2012 | Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
| 10-04112 | 09/28/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Charles Strickler
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Charles E. Farnsworth, Joseph M. O'Connor, Daniel Martell
Hearing Site: San Francisco, CA
| | |
| 10-04117 | 06/25/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Gregory Weiss
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Edward J. Harkins
Hearing Site: San Francisco, CA
| | |
| 10-04085 | 01/20/2012 | Claimant(s): Lehman Brothers Holdings Inc as assignee
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Ralph Wileczek
Respondent Lawyers(s): William Tobolsky
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | |
| 10-03471 | 12/22/2011 | Claimant(s): The Circle Trust UAD, Joan Lane TTEE
Claimant Lawyers(s): Hartley T. Bernstein
Respondent(s): Donna Leone, Laura Sloate, Neuberger Berman LLC, SWM Securities., Sloate, Weisman, Murray & Company.
Respondent Lawyers(s): Compliance Officer, Donna M. Leone, Victor A. Machcinski
Arbitrator(s): Harvey Barrison, Lisa Catalano, Robert S. Clemente
Hearing Site: New York, NY
| | Expungement |
