Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04106 | 02/09/2010 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R Matthew Ingraham Respondent(s): Robert Bonds Respondent Lawyers(s): Robert E. Bonds Arbitrator(s): Colette Manoil Hearing Site: Boston, MA |  | $0 |
| 09-04172 | 01/21/2010 | Claimant(s): Mustafa Amanatullah Claimant Lawyers(s): Mustafa I. Amanatullah Respondent(s): TD Ameritrade. Respondent Lawyers(s): Catherine C. Luth Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA | | $31,575 |
| 09-04137 | 12/22/2009 | Claimant(s): Spruce Cliff Investments Ltd. Claimant Lawyers(s): Brian Gracey Respondent(s): TD Ameritrade. Respondent Lawyers(s): Catherine C. Luth Arbitrator(s): Eric P. Nachman Hearing Site: New York, NY | | $25,425 |
| 09-00378 | 12/22/2009 | Claimant(s): Vasu Arora Claimant Lawyers(s): Vasu D. Arora Respondent(s): TD Ameritrade., Joseph Moglia Respondent Lawyers(s): Brad S. Daniels, Lois O. Rosenbaum Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Jeffrey M. Allen Hearing Site: San Francisco, CA | | $0 |
| 09-03308 | 11/25/2009 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Kristina Goldfield Respondent Lawyers(s): Kristina Goldfield Arbitrator(s): Richard R. Logsdon Hearing Site: Clearwater, FL | | |
| 08-04168 | 11/20/2009 | Claimant(s): Amar Paul Sawhney Claimant Lawyers(s): Amar Paul Singh Sawhney Respondent(s): Brian Furrow, Frank Sullivan, TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Robert C. Upton, Allen J. Krouse, Brian P. Jakes Hearing Site: New Orleans, LA | | $0 |
| 08-03614 | 11/19/2009 | Claimant(s): James Jones Claimant Lawyers(s): James M. Jones Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maxel (Bud) B. Silverberg, Kurt L. Smith, Russell H Hairston Hearing Site: Dallas, TX | | $0 |
| 08-03846 | 11/06/2009 | Claimant(s): Martha Laura Howse Claimant Lawyers(s): Martha Howse Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Constance d'Angelis, A. Michelle Jernigan, Julie Behr Zimmerman Hearing Site: Orlando, FL | | $225 |
| 08-03348 | 10/01/2009 | Claimant(s): Matthew Proman Claimant Lawyers(s): Randy Scott Zelin Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert E. Holley, Frank J. Spencer Hearing Site: New York, NY | | $15,925 |
| 09-00766 | 09/30/2009 | Claimant(s): Michael Sprei Claimant Lawyers(s): Michael Sprei Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | | $1,473 |