Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA | ||
| 23-00497 | 02/08/2024 | Claimant(s): Ibrahem Abdou Claimant Lawyers(s): Ibrahem Abdou Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |  | $0 |
| 23-01084 | 02/01/2024 | Claimant(s): Toby Green Claimant Lawyers(s): Brian Luther Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 23-00573 | 01/31/2024 | Claimant(s): Manoj Bhartiya Claimant Lawyers(s): Manoj Bhartiya Respondent(s): TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Karimu F. Hill-Harvey, Elizabeth A. Townes, Natalie Paskiewicz Hearing Site: Tampa, FL | | $0 |
| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano Claimant Lawyers(s): Amir Tadjedin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-00627 | 01/22/2024 | Claimant(s): Barbara Violette Claimant Lawyers(s): Barbara A. Violette Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Catherine Stewart Hearing Site: Augusta, ME | | $0 |
| 22-02462 | 01/05/2024 | Claimant(s): Ava Naeini Claimant Lawyers(s): Ava Naeini Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Elliott Finkel, Joseph Winter, Robert Charles Pearman Hearing Site: Los Angeles, CA | | $0 |
| 23-02272 | 12/22/2023 | Claimant(s): Yan Liu Claimant Lawyers(s): Yan Liu Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | | $0 |
| 23-01714 | 12/19/2023 | Claimant(s): Christine Gustafson, Karen Landau Claimant Lawyers(s): Karen Landau Respondent(s): Margaret Latta, TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | | $425 |
| 22-01925 | 12/12/2023 | Claimant(s): Christopher Berthold Claimant Lawyers(s): Christopher Berthold Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Arocles Aguilar Hearing Site: Seattle, WA | | Dismissed by Rule 12212 and 12511 |