FINRA Awards for Citigroup Global Markets.

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Displaying 31-40 out of 814 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00159	03/29/2023	Claimant(s): Andrew Sukhin Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander Hearing Site: Boca Raton, FL
22-01454	03/24/2023	Claimant(s): Todd Sacks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ
22-00982	03/02/2023	Claimant(s): Pasquale Mucerino Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY		Expungement
22-00176	02/17/2023	Claimant(s): Douglas Kobak Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Citigroup Global Markets., Coastal Equities. Respondent Lawyers(s): Adam Kauff, Francis J. Skinner Arbitrator(s): Fred W. Miller, Buzz Adelman, Kathleen Jones Spilker Hearing Site: Philadelphia, PA
22-00283	02/10/2023	Claimant(s): Steven Jaenichen Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ira A. Auerbach, Qiana Martin, Daniel D'Costa Hearing Site: New York, NY
22-00412	01/10/2023	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Ronald L. Cameron, Blaine Smith, Anita Rae Shapiro Hearing Site: Los Angeles, CA
22-00088	01/03/2023	Claimant(s): Bernard Reina Claimant Lawyers(s): Robert L. Gonser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven Gourley, Robert E. Jenks, Zygmont Jacob Boxer Hearing Site: Los Angeles, CA
22-00414	11/07/2022	Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro Hearing Site: Los Angeles, CA
21-00274	10/28/2022	Claimant(s): Thomas Krauss Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): James McQuade Arbitrator(s): Camille S. Cooper, Kenneth Paul Williams, Karen J. Orlin Hearing Site: New York, NY
22-00050	10/26/2022	Claimant(s): Deon Jackson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William E. Nuckel Hearing Site: New York, NY