| 12-03816 | 09/16/2014 | Claimant(s): Harold Palacios
Claimant Lawyers(s): Harold Palacios
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Theresa M. Marchlewski
Arbitrator(s): Blaine Smith, Mark S. Priver, Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | |
| 13-03073 | 08/14/2014 | Claimant(s): Juan Colon-Collazo
Claimant Lawyers(s): Juan Rafael Colon-Collazo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Julian F. Santos, Linda G. March, John Herbert Grefe
Hearing Site: New York, NY
| | |
| 12-03600 | 08/13/2014 | Claimant(s): Stephen Fleischer
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard J. Kaplan, Nanci Sondra Landy, Donna Greenspan Solomon
Hearing Site: Ft. Lauderdale, FL
|  | Expungement |
| 12-03762 | 08/12/2014 | Claimant(s): Bridget Gipson, John Gaynoe
Claimant Lawyers(s): David Luther Woodward, Marsha L. Lyons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Richard F. Dole, Onnig Hatchig Dombalagian, Richard Devlin Roussel
Hearing Site: Houston, TX
| | |
| 12-02268 | 07/31/2014 | Claimant(s): Joanna Lyon, Ray Lyon
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Douglas Earl McLaren, Jonathan K. Tycko, Jane A. Smith
Hearing Site: Washington, DC
| | Expungement |
| 13-03620 | 07/31/2014 | Claimant(s): Richard Hylland
Claimant Lawyers(s): Richard R. Hylland
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
| | $0 |
| 11-01031 | 07/02/2014 | Claimant(s): Ramon Ramirez, Sylvia Ramirez
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Popular Securities.
Respondent Lawyers(s): Jason S Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Charles Hoffman, Stuart K. Furman, Jeffrey R. Roth
Hearing Site: San Juan, PR
| | Expungement |
| 13-02138 | 06/10/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Matthew Beninato
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | |
| 12-02689 | 06/02/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Duc Tran, Gary Wei, Richard McKusick
Respondent Lawyers(s): Catania T. Facher, G. Thomas Fleming
Arbitrator(s): Ronald L. Cameron, Marvin B. Karelitz, David Pierce Lyon
Hearing Site: Los Angeles, CA
| | |
| 12-01480 | 05/09/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Elizabeth A. Arismendy
Respondent(s): Christopher Mamunes
Respondent Lawyers(s): Thomas C. Costello
Arbitrator(s): Gordon M. Wase
Hearing Site: Baltimore, MD
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