| 21-02127 | 12/01/2022 | Claimant(s): Anthony Nowak, Anthony E. Nowak Rev. Trust
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Gayle B. Carlson, John G. Sciandra, Mark Joseph Mugnaini
Hearing Site: Tampa, FL
|  | $11,658,100 |
| 20-02447 | 11/21/2022 | Claimant(s): Trevor Perry
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Institutional Investments In
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): John P. Cullem, Kenneth R. Starr, Audrey Belitz Rauchway
Hearing Site: Tampa, FL
| | |
| 21-02940 | 11/15/2022 | Claimant(s): Yvonne Lyon
Claimant Lawyers(s): Robert Persante
Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson
Hearing Site: Tampa, FL
| | Expungement |
| 21-00200 | 10/28/2022 | Claimant(s): Diane Jacobson, Jeffrey Jacobson
Claimant Lawyers(s): Christopher J. Moyen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Martin M. Van Luven, Jessica Shaw, Jennifer Lavoie
Hearing Site: Tampa, FL
| | $0 |
| 22-00516 | 10/17/2022 | Claimant(s): David Thompson
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak
Hearing Site: Tampa, FL
| | |
| 21-02367 | 09/22/2022 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Allen Hegener
Respondent Lawyers(s): Allen John Hegener
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 20-03234 | 09/15/2022 | Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation
Respondent Lawyers(s): Corporate Office, Kyle Rowe
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
| | |
| 21-00749 | 08/15/2022 | Claimant(s): Marvin Bachman, Yvonne Bachman
Claimant Lawyers(s): Kyle Kulzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls
Hearing Site: Tampa, FL
| | Expungement |
| 21-02633 | 05/12/2022 | Claimant(s): Jason Edwards
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 21-01181 | 04/11/2022 | Claimant(s): Chad Durrance, Leslie Durrance
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): James R. Augustine, Jacquelyn M. Shannon, Philip L. Manczak
Hearing Site: Tampa, FL
| | $214,640 |
