| 08-00667 | 01/16/2009 | Claimant(s): Palmetto Companies.
Claimant Lawyers(s): Richard A. Harrison
Respondent(s): John Howard, Morgan Keegan & Company.
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Fred A. Forbes, Diana A. Weiner, Eric E. Ludin
Hearing Site: Tampa, FL
|  | $1,134,600 |
| 08-02275 | 12/31/2008 | Claimant(s): Calvin Mehuron
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Nodine
Hearing Site: Tampa, FL
| | $14,665 |
| 03-05275 | 12/19/2008 | Claimant(s): Joseph Webber
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Diana A. Weiner
Hearing Site: Tampa, FL
| | $12,344 |
| 06-03938 | 11/21/2008 | Claimant(s): Estate of Ellen Tangeman Murphy
Claimant Lawyers(s): S. David Anton
Respondent(s): Jeffrey Dunham, Dunham and Associates Investment Assoc
Respondent Lawyers(s): Adam R. Alaee, Joseph D. Edmondson
Arbitrator(s): Donald R. Ormrod, Diana A. Weiner, Ken Ziesenheim
Hearing Site: Tampa, FL
| | $0 |
| 07-02763 | 11/05/2008 | Claimant(s): Thomas Payant
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Robert W. Kneeland, Kenneth R. Starr, Randall Simmons Smith
Hearing Site: Tampa, FL
| | |
| 07-01743 | 11/05/2008 | Claimant(s): General Investments.
Claimant Lawyers(s): Thomas D. Jackson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Diana A. Weiner, Gail E. Sasnett-Stauffer, Marshal H. Emerson
Hearing Site: Tampa, FL
| | $0 |
| 07-03389 | 10/22/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): David Riggleman
Respondent Lawyers(s): David W. Riggleman
Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | |
| 08-00148 | 10/10/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Douglas Studer
Respondent Lawyers(s): T. Gregory Slother
Arbitrator(s): Lon M. Hatton, Jonathan H. Stein, Robert Kevin O'Mara
Hearing Site: Tampa, FL
| | |
| 07-02494 | 10/07/2008 | Claimant(s): John Gentis
Claimant Lawyers(s): Michael C. Addison
Respondent(s): ING America Equities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Paul Sidney Elliott, JD, William R. Turner, Stephen Earl Clark
Hearing Site: Tampa, FL
| | $100 |
| 07-01995 | 09/05/2008 | Claimant(s): Mike Dalton
Claimant Lawyers(s): Mike Dalton
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson
Hearing Site: Tampa, FL
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