21-02993 | 03/13/2023 | Claimant(s): Sheila Gambrel, The Jean O. King Trust Claimant Lawyers(s): Robert C. Stokes Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Richard S. Zaifert, Gary E. Marcus, Carolyn E. Moore Hearing Site: Tampa, FL
| | $0 |
21-02584 | 03/03/2023 | Claimant(s): Jefferson Drada Claimant Lawyers(s): Julius Adams Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): Roger C. Benson, Maurice M. Feller, Linda Louise Fagen-Persante Hearing Site: Tampa, FL
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22-01721 | 02/22/2023 | Claimant(s): John Posey Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL
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22-01019 | 02/22/2023 | Claimant(s): Germon Medeiros, Jennifer Medeiros, Germon G. and Jennifer L. Medeiros, Germon G. Medeiros Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Joseph Todd Respondent Lawyers(s): Joseph Michael Todd Arbitrator(s): Nicholas John Taldone, Joanna Salapska-Gelleri, Lloyd Green Hearing Site: Tampa, FL
| | $97,800 |
22-00358 | 02/14/2023 | Claimant(s): Michael Garrette Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): First Allied Securities. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Maurice M. Feller, Mimi B. Osiason, Kathy A. Tatone Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
21-00957 | 02/14/2023 | Claimant(s): David Barnett, Sara Barnett, DSB Financial Investments, David Barnett OBO his IRA, Sara Barnett OBO her IRA Claimant Lawyers(s): Matthew Thibaut Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Martin M. Van Luven, Brian Campbell, Laura Susann Ukoli Hearing Site: Tampa, FL
| | Expungement |
22-01402 | 12/20/2022 | Claimant(s): Damien Bertucelli Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Karimu F. Hill-Harvey, Richard R. Logsdon, Roger G. Young Hearing Site: Tampa, FL
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22-00484 | 12/14/2022 | Claimant(s): Michael Salemy Claimant Lawyers(s): Zachary Morse Respondent(s): Carillon Fund Distributors. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): David M. Snyder Hearing Site: Tampa, FL
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22-00364 | 12/05/2022 | Claimant(s): Jason Abbamonte Claimant Lawyers(s): Harris Freedman Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL
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22-00418 | 12/05/2022 | Claimant(s): Jeffrey Golubeff Claimant Lawyers(s): Samantha Pastor Respondent(s): Invest Financial Corporation, J.W. Cole Financial Inc. Respondent Lawyers(s): John Hitchings, Samuel N. Kopmar Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
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