| 15-02980 | 06/06/2016 | Claimant(s): James Collins
Claimant Lawyers(s): James C. Collins
Respondent(s): Byron Posadas, Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
|  | $0 |
| 14-02904 | 06/01/2016 | Claimant(s): James Parker and Maria Parker JTWROS
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Marc Whitehead, Paul Celentano, Harbor Financial Services
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Ruth C. Adrian, Audrey Belitz Rauchway, John B. Roe
Hearing Site: Tampa, FL
| | Expungement |
| 15-01041 | 05/25/2016 | Claimant(s): Martin Brewer, Richard Weber
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $161,030 |
| 14-02911 | 05/09/2016 | Claimant(s): Michael Ohlman
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Patricia Gunn
Hearing Site: Tampa, FL
| | |
| 14-03402 | 05/09/2016 | Claimant(s): Jean Alban
Claimant Lawyers(s): Jack W. Merritt
Respondent(s): Wells Fargo Advisors, Eric Loche
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
| | Expungement |
| 15-02264 | 04/07/2016 | Claimant(s): Jared Cohen
Claimant Lawyers(s): Geddes D. Anderson
Respondent(s): George Stewart, Marianne Stewart
Respondent Lawyers(s): George Stewart, Marianne Stewart
Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms
Hearing Site: Tampa, FL
| | Expungement |
| 13-00549 | 03/21/2016 | Claimant(s): Crystal Diamond., Interphase., Roy M. Speer Fndn U/T/A dtd 12/16/86, Estate of Roy M. Speer, Roy M. Speer Rev. Trst U/T/A dtd 5/11/06
Claimant Lawyers(s): Scott C. Ilgenfritz
Respondent(s): Ami Forte, Morgan Stanley, Terry McCoy
Respondent Lawyers(s): Colleen M. Fitzgerald, Jason M. Fedo
Arbitrator(s): Russell W. Merriman, Henry A. Tenenbaum, David F. Simon
Hearing Site: Tampa, FL
| | $34,387,800 |
| 14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | Expungement |
| 14-02221 | 01/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jose Rojas
Respondent(s): Daniel Curkan
Respondent Lawyers(s): Daniel H. Curkan
Arbitrator(s): William S. Glickfield, Donald K. Runkle, Whilden Sessions Parker
Hearing Site: Tampa, FL
| | |
| 14-02715 | 01/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Otto Walter
Respondent Lawyers(s): W. Andrew Clayton
Arbitrator(s): Mimi B. Osiason, Jack A. Helms, Steven Zerbarini
Hearing Site: Tampa, FL
| | |
