| 16-03713 | 05/17/2017 | Claimant(s): CEA Atlantic Advisors
Claimant Lawyers(s): Guy Burns
Respondent(s): Broadband Fiber
Respondent Lawyers(s): Chris Balun, President
Arbitrator(s): Roger C. Benson
Hearing Site: Tampa, FL
| | |
| 15-03111 | 05/17/2017 | Claimant(s): Margaret White
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wall Street Strategies.
Respondent Lawyers(s): Anthony McGeorge
Arbitrator(s): William H. Fleece, John A. Torraco, Joanna Salapska-Gelleri
Hearing Site: Tampa, FL
|  | $138,857 |
| 16-03104 | 05/11/2017 | Claimant(s): Stephen Overton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 15-03203 | 04/12/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Michael Terry
Respondent Lawyers(s): Michael J. Terry
Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac
Hearing Site: Tampa, FL
| | |
| 15-02894 | 04/07/2017 | Claimant(s): Daniel Pesante Armstrong
Claimant Lawyers(s): W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry, Joelle A. Simms
Arbitrator(s): Richard S. Zaifert, Ian S. Greig, Michael I. Rauchway
Hearing Site: Tampa, FL
| | $425 |
| 15-02220 | 04/03/2017 | Claimant(s): Carolee McCardle, Dale Stake, Donald McCardle, Jeffrey Roberts, Larry Gigax, Michael Ryan, Pamela Stichion, Ronald Stichion, Shelby Roberts, 912 Holdings
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Roger W. Van Deusen, Stuart Sinai, Benjamin E. Fisher
Hearing Site: Tampa, FL
| | $668,675 |
| 16-03102 | 03/30/2017 | Claimant(s): Michael Addessi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): H.D. Vest Investment Services.
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
| | |
| 16-00116 | 03/10/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): James Mewborn
Respondent Lawyers(s): James William Mewborn
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 16-00220 | 03/07/2017 | Claimant(s): Deborah Pfeiffer, Virginia M. Pizzi Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): David F. Simon, Millicent B. Athanason, Brian Patrick Quinn
Hearing Site: Tampa, FL
| | Expungement |
| 16-00385 | 02/15/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Thomas Dilello
Respondent Lawyers(s): Thomas Michael Dilello
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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