| 14-02440 | 04/30/2015 | Claimant(s): Jerold F Havey, Lois A Havey
Claimant Lawyers(s): Jerold F. Havey
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
|  | $12,146 |
| 14-02319 | 04/30/2015 | Claimant(s): James Kinemond
Claimant Lawyers(s): James D. Kinemond
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Edward A. Grupp
Hearing Site: Pittsburgh, PA
| | $0 |
| 14-01810 | 04/29/2015 | Claimant(s): James Carpenter
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Mimi B. Osiason, Elizabeth A. Townes, Walter William Blenner
Hearing Site: Tampa, FL
| | $0 |
| 14-01847 | 04/29/2015 | Claimant(s): Michael McGraw
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Peter Bruno, Wall Street Money Center Corp.
Respondent Lawyers(s): Peter Bruno
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $125,000 |
| 14-01427 | 04/29/2015 | Claimant(s): Liberatore Family Trust
Claimant Lawyers(s): Christopher L. Pitet
Respondent(s): Albert Han, GBS Financial Corp.
Respondent Lawyers(s): Albert Han, Donald Gloisten
Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams
Hearing Site: Los Angeles, CA
| | $0 |
| 14-02746 | 04/29/2015 | Claimant(s): Jack Darby
Claimant Lawyers(s): T John Kirk
Respondent(s): Sanjay Bhargava
Respondent Lawyers(s): Neil D. Petkovic
Arbitrator(s): Richard W. Dissen
Hearing Site: Cleveland, OH
| | $32,907 |
| 13-01876 | 04/28/2015 | Claimant(s): Brian Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Malcolm Edwin Whittaker, Michael Edward Denosky, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $1,209,600 |
| 14-00380 | 04/28/2015 | Claimant(s): A. Paul, Geneva BCCX XIV, Lionsgate TIC 29, SHS Houston 28
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Richard W. Dissen, Timothy Shay Davis, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | $0 |
| 13-02291 | 04/28/2015 | Claimant(s): Estate of Billie Sue Looney
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Allan Weiss, J. Wesley Romine, Charles Carl Fridlin
Hearing Site: Birmingham, AL
| | $0 |
| 14-02063 | 04/28/2015 | Claimant(s): Roberta Wilkins/Sells
Claimant Lawyers(s): Roberta Wilkins/Sells
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $0 |
