| 15-02022 | 04/18/2016 | Claimant(s): The Weber Family Trust
Claimant Lawyers(s): Sidney Joel Weber
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
|  | $25 |
| 15-00830 | 04/15/2016 | Claimant(s): Nagarajan Ramasamy
Claimant Lawyers(s): Nagarajan Ramasamy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): G. Thomas Fleming, Thomas E. Shuck, George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 15-00974 | 04/14/2016 | Claimant(s): Donna Johnson IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-01215 | 04/14/2016 | Claimant(s): Anne Mohr, Scott Mohr
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Sagepoint Financial., Michael Santoro
Respondent Lawyers(s): Greg Curley
Arbitrator(s): John H. Fearnow
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-02472 | 04/14/2016 | Claimant(s): Clyde Olivero
Claimant Lawyers(s): John A. Hubbard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $10,000 |
| 14-03492 | 04/14/2016 | Claimant(s): Frank Garcia
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Robert R. Salman, Joseph H. Cerame, Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | $300 |
| 14-00529 | 04/13/2016 | Claimant(s): David Menashe
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Ann Aylesworth
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | $100,000 |
| 14-03172 | 04/12/2016 | Claimant(s): Randall Stafford
Claimant Lawyers(s): Scott D. Ellis
Respondent(s): Cynthia Maphet, Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): James G. Cooper, Jack Chapline Vaughan, Francis Joseph Bourgeois
Hearing Site: Houston, TX
| | Expungement |
| 15-02322 | 04/12/2016 | Claimant(s): Marcell Poitier
Claimant Lawyers(s): Marcell Poitier
Respondent(s): Devon McLean, Everett Walker
Respondent Lawyers(s): Devon Coulin McLean, Everett Scoville Walker
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
| | $25,000 |
| 15-00286 | 04/12/2016 | Claimant(s): Alan Silverstein, Karen Silverstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Cutler, James S. Hazard, Ronald F. Rosner
Hearing Site: New York, NY
| | $0 |
