| 14-03139 | 11/11/2016 | Claimant(s): Cynthia Freeman, Ronald Freeman
Claimant Lawyers(s): Timothy Feil
Respondent(s): Olori Hamilton
Respondent Lawyers(s): Olori Dennis Hamilton
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
|  | $356,300 |
| 15-01328 | 11/11/2016 | Claimant(s): Ginger August, Mary August, Susan August-Brown, KC August Irrevocable Trust, Mary G. August Irrevocable Trust
Claimant Lawyers(s): Sigmund D. Schutz
Respondent(s): David Chambers, Ameriprise Financial Services., Luke Reinhard
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Richard J. Grahn, Karimu F. Hill-Harvey
Hearing Site: Augusta, ME
| | Expungement |
| 16-00768 | 11/11/2016 | Claimant(s): Sandra Black
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Ameriprise Financial Services., Leon Carter
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $0 |
| 15-01019 | 11/10/2016 | Claimant(s): Roger Riedesel
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
| | $240,300 |
| 14-03641 | 11/09/2016 | Claimant(s): Joseph Guglielmo, JFG Music, King Edward Baltimore, Leland Hotel Development
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehfeld
Arbitrator(s): Mary M. O'Neil, Michael John Florio, Cynthia Ruth Saffir
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-01506 | 11/08/2016 | Claimant(s): Barbara Carney, Leroy Carney
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald S. Green, Jonathan H. Krotinger, Philip Aaron Tymon
Hearing Site: Reno, NV
| | $0 |
| 16-01341 | 11/08/2016 | Claimant(s): Patricia FitzPatrick, Henry B FitzPatrick Jr, Trust
Claimant Lawyers(s): Patricia F Donlon
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
| | $0 |
| 15-01774 | 11/04/2016 | Claimant(s): The AECR Living and Grantor Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin
Hearing Site: San Juan, PR
| | $957,797 |
| 16-00443 | 11/03/2016 | Claimant(s): The Atle Fjeld and Kirsten Fjeld joint L
Claimant Lawyers(s): Atle Fjeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Cornelius C. Clancy, Gordon M. Wase, Frank P. Santangelo
Hearing Site: Philadelphia, PA
| | $10,000 |
| 14-02657 | 11/03/2016 | Claimant(s): David Shamsian, Roya Shamsian
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): ING America Equities.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): George L. Tindall, Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
