| 20-03492 | 04/16/2021 | Claimant(s): Luke Chimes
Claimant Lawyers(s): Taylor E. Darcy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Thomas E Shuck
Hearing Site: San Diego, CA
|  | $375 |
| 21-00797 | 04/16/2021 | Claimant(s): Wynn Family Protection Trust
Claimant Lawyers(s): Daniel J Broxup
Respondent(s): Jaime Westenbarger
Respondent Lawyers(s): Jaime Michael Westenbarger
Arbitrator(s): Sandra Franklin
Hearing Site: Detroit, MI
| | $259,524 |
| 19-02237 | 04/14/2021 | Claimant(s): Darwin Vinson, Lajane Vinson
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Jackson, MS
| | Expungement |
| 20-01806 | 04/14/2021 | Claimant(s): Michael Grynberg
Claimant Lawyers(s): Michael Grynberg
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s):
Hearing Site: New York, NY
| | $0 |
| 20-01948 | 04/13/2021 | Claimant(s): Daniel Freebery
Claimant Lawyers(s): Daniel P. Freebery
Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright
Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | $300 |
| 19-03423 | 04/12/2021 | Claimant(s): Cain Manoli, Mihaela Manoli
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Eric Gad Forster, Stephen Mack, Elijah Paul Rukidi-Mpuuga
Hearing Site: Los Angeles, CA
| | Expungement |
| 19-03286 | 04/12/2021 | Claimant(s): Arun Virick, Michael Fishman, Nazim Lokhandwala, Steven Rothstein, Tom Nolan, Veronica Marano, Entrust Group Inc FBO David W Rackiewicz, Provident Trust Group LLC FBO Eran Cohen, Cushman Family Trust, Terran Holding Company
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Larry Cohen
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Thomas D. Giordano, Ira A. Auerbach, David J. Weisenfeld
Hearing Site: New York, NY
| | Expungement |
| 20-03350 | 04/09/2021 | Claimant(s): Iouri Bobrov
Claimant Lawyers(s): Iouri Bobrov
Respondent(s): Fidelity Brokerage Services LLC, UMB Financial Services.
Respondent Lawyers(s): Eric. D. Martin, Noah D. Sorkin
Arbitrator(s): Kendall C. Reed, Andrea Luise Halperin, David Harvey Failer
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 20-03439 | 04/09/2021 | Claimant(s): Konstantin Kaplun
Claimant Lawyers(s): Konstantin Kaplun
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 20-03759 | 04/09/2021 | Claimant(s): Wolfgang Kotzur
Claimant Lawyers(s): Wolfgang Kotzur
Respondent(s): Joseph Steward
Respondent Lawyers(s): Joseph Jemel Steward
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
| | $0 |
