| 09-05951 | 07/01/2010 | Claimant(s): Carol Davies
Claimant Lawyers(s): Carol Davies
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Andrew C. Small
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
|  | $375 |
| 09-02380 | 06/15/2010 | Claimant(s): Joel Rappoport
Claimant Lawyers(s): Charles Stambaugh
Respondent(s): Banc of America Investment Services Inc., Tim Monahan
Respondent Lawyers(s): Lindsy Nicole Alleman
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | Expungement |
| 09-02643 | 05/20/2010 | Claimant(s): Carol Bell, Walter Bell
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sara Soto
Arbitrator(s): V. Michael Pabalis, Dennis R. Nolte, Charles W. Lavender
Hearing Site: Orlando, FL
| | $0 |
| 10-01629 | 05/10/2010 | Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
| | $400,000 |
| 08-03005 | 05/06/2010 | Claimant(s): Central Florida Investments.
Claimant Lawyers(s): Richard W Epstein
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Stuart S. Billington, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $328,684 |
| 09-01631 | 05/05/2010 | Claimant(s): Louise Painter
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Kathleen A. Garske, James P. Ryan, Stephen A. Saker
Hearing Site: Orlando, FL
| | $32,500 |
| 09-01842 | 04/08/2010 | Claimant(s): Domiciano Redondo
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald D. Shildler
Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell
Hearing Site: Orlando, FL
| | $102,850 |
| 09-01926 | 03/25/2010 | Claimant(s): Carol Wolfer
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): Charles R. Tindell, Thomas Joseph Atkinson, Richard Frederick Schaufert
Hearing Site: Orlando, FL
| | $100,000 |
| 09-05207 | 03/22/2010 | Claimant(s): Clarice Ujhelyi, Julius Ujhelyi, Clarice E. Ujhelyi Living Trust, Julius Ujhelyi Living Trust
Claimant Lawyers(s): Julius C. Ujhelyi
Respondent(s): TD Ameritrade., J.P. Morgan Securities, Manuel Gonzalez
Respondent Lawyers(s): Catherine Luth, Manuel Gonzalez, Matthew E. Wolper
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
| | $0 |
| 09-02695 | 03/19/2010 | Claimant(s): Betty Thomas, Trini Thomas
Claimant Lawyers(s): Randall C. Place
Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp
Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
| | $140,225 |
